Introduction

Welcome to Stevens Wealth Management LLC’s web site. By using, accessing or downloading information from our web site, you agree to be bound by our Use Agreement (below) and Privacy Policy.

Terms and Conditions of Use

Stevens Wealth Management LLC is an Investment Adviser registered with the U.S. Securities and Exchange Commision and various states as required by law.

If you use our site you are acknowledging that your are at least 18 years old and that you have read and understood our Use Agreement.

When you use our site, you agree to only access this information for your personal use. You cannot modify this material in any way. You cannot use, download, upload, print, display, reproduce, publish, license, post, transmit or distribute any information or images from our web site in whole or in part without prior written permission of Stevens Wealth Management LLC.

You can view Stevens Wealth Management LLC’s ADV filings here:

ADV Part 1

ADV Part 2A

ADV Part 2B

ADV disclosure documents are filed with the SEC and applicable state offices.

Stevens Wealth Management LLC has an affiliated company, Stevens Visionary Strategies LLC, which is wholly-owned by Sue Stevens. Stevens Visionary Strategies is a seller of financial products and publications, primarily to other investment advisers. This does not create a conflict of interest.

Any information transmitted or used from our web site is subject to our Privacy Policy.

Trademark Information

Trademarks, service marks or logos used on our web site are owned by Stevens Wealth Management LLC unless otherwise indicated. Trademarks or service marks not owned by Stevens Wealth Management LLC are used for identification purposes only.

Whistleblower Policy 
Scope of Complaints

Non-employees such as agents, consultants and investors (“Outside Reporting Persons”) are encouraged to report irregularities and other suspected wrongdoings regarding violations of the Adviser’s internal policies, including, without limitation, the following (collectively referred to as “Ethics Violations”):

  1. fraud or deliberate error in the preparation, evaluation, review or audit of any internal Adviser document;
  2. fraud or deliberate error in the recording and maintenance of Adviser records;
  3. deficiencies in or noncompliance with the Adviser’s internal controls;
  4. misrepresentation or false statement to or by a senior officer or representative of the Adviser regarding any matters; or
  5. violations of the Adviser’s Written Compliance Manual or Code of Ethics.

Confidentiality of Complaint

The Chief Compliance Officer will exercise reasonable care to keep the identity of any Outside Reporting Person confidential until a formal investigation is launched. Thereafter, the identity of the Outside Reporting Person may be kept confidential, unless confidentiality is incompatible with a fair investigation, there is an overriding reason for identifying or otherwise disclosing the identity of such person, or disclosure is required by law, such as where a governmental entity initiates an investigation of allegations contained in the complaint. Furthermore, the identity of an Outside Reporting Person may be disclosed if it is reasonably determined that a complaint was made maliciously or recklessly.

Submitting of Complaints

Outside Reporting Persons should submit complaints concerning Ethics Violations in accordance with the following procedures:

Stevens Wealth Management LLC Whistleblower Reporting Form

Complaints may be submitted by e-mail to sue@stevenswealth.com or by a written letter in a sealed envelope addressed as follows:

Sue Stevens
Stevens Wealth Management LLC
500 Lake Cook Road, Suite 350
Deerfield, IL 60015
Confidential – To be Opened Only by the Chief Compliance Officer

Outside Reporting Persons are required to disclose their identity in any complaints submitted under this Policy. Complaints submitted by non-employees on an anonymous basis may not be reviewed.

Disclaimers

This web site is for information purposes only and does not constitute a complete description of our financial planning or investment advisery services. See our ADV disclosure for a full description.

This web site is in no way a solicitation or offer to sell securities or investment advisery services except, where applicable, in states where we are registered or where an exemption or exclusion from such registration exists.

The products described by this web site are intended to be made available only to persons in the United States. If you are outside of the U.S., you must abide by the laws and regulations specific to your country.

Information throughout this site, whether stock quotes, software, articles or other materials, is obtained from sources which we, and our suppliers believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this information.

Nothing on this web site should be interpreted to state or imply that past results are an indication of future performance.

Neither we nor our information providers shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness or, or for any delay or interruption in the transmission thereof to the user.

THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY, COMPLETENESS OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS OR ANY “LINKED” WEB SITE.